Chief Compliance Officer - Investment Management

Poste a pourvoir : Chief Compliance Officer - Investment Management -- Zürich -- Robert Walters Switzerland.

We are looking for a Chief Compliance Officer to join an investment management firm in Zurich.
Chief Compliance Officer - Investment Management
About the role:
•
Lead, manage, and develop the Compliance team (4 direct reports)
•
Oversee the firm's compliance framework in line with Swiss regulations (e.g., FINMA requirements)
•
Act as the primary contact with regulators and external stakeholders
•
Provide strategic advice to senior management on regulatory developments and compliance risks
•
Design, implement, and maintain policies and procedures to ensure ongoing compliance
•
Conduct compliance monitoring, risk assessments, and internal reviews
•
Deliver training and promote a strong compliance culture across the firm
•
Ensure timely and accurate regulatory reporting
About the candidate:
•
Proven experience in a senior Compliance leadership role within an investment management firm in Switzerland (
must-have
)
•
In-depth knowledge of Swiss financial regulations and regulatory bodies
•
Demonstrated background managing and developing teams
•
Strong leadership, communication, and stakeholder management skills
•
Ability to operate both strategically and hands-on in a dynamic environment
•
Fluency in
German and English
(
must-have
)
•
Legal, finance, or related academic background
•
Additional certifications (e.g., CAMS, CFA, or equivalent) are advantageous
Robert Walters Switzerland AG
Valentina Ciherean
+41 44 809 3519

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